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Rouran Khaganate

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Rouran Khaganate
330–555
Core territories of the Rouran Khaganate
Core territories of the Rouran Khaganate
StatusKhaganate
CapitalTing northwest of Gansu[1]
Mumocheng[1]
Common languagesMongolic (Rouran and Mongolian)[2]
Old Turkic
Middle Chinese (diplomacy)[3]
Religion
Tengrism
Shamanism
Buddhism
Khagan 
• 330 AD
Mugulü
• 555 AD
Yujiulü Dengshuzi
LegislatureKurultai
Historical eraLate antiquity
• Established
330
• Disestablished
555
Area
405[4][5]2,800,000 km2 (1,100,000 sq mi)
Preceded by		 Succeeded by
Xianbei
First Turkic Khaganate
Northern Qi
Northern Zhou
Today part ofChina
Kazakhstan
Mongolia
Russia
Rouran
Chinese柔然
Transcriptions
Standard Mandarin
Hanyu PinyinRóurán
Wade–GilesJou2-jan2
IPA[ɻǒʊ.ɻǎn]
Middle Chinese
Middle Chinese/ȵɨu ȵiᴇn/
Ruru or Ruanruan
Chinese蠕蠕
Transcriptions
Standard Mandarin
Hanyu PinyinRúrú, Ruǎnruǎn
Wade–GilesJu2-ju2, Juan3-juan3
IPA[ɻǔ.ɻǔ], [ɻuàn.ɻuàn]
Middle Chinese
Middle Chinese/ȵɨo ȵɨo/, /ȵiuᴇnX ȵiuᴇnX/
Ruru
Chinese茹茹
Transcriptions
Standard Mandarin
Hanyu PinyinRúrú
Wade–GilesJu2-ju2
IPA[ɻǔ.ɻǔ]
Ruirui
Chinese芮芮
Transcriptions
Standard Mandarin
Hanyu PinyinRuìruì
Wade–GilesJui4-jui4
IPA[ɻwêɪ.ɻwêɪ]
Rouru or Rouruan
Chinese蝚蠕
Transcriptions
Standard Mandarin
Hanyu PinyinRóurú, Róuruǎn
Wade–GilesJou2-ju2, Jou2-juan3
IPA[ɻǒʊ.ɻǔ], [ɻǒʊ.ɻuàn]
Tantan
Chinese檀檀
Transcriptions
Standard Mandarin
Hanyu PinyinTántán
Wade–GilesT'an2-t'an2
IPA[tʰǎn.tʰǎn]
History of Mongolia
Prehistoric period
Afanasievo culture 3300–2500 BC
Chemurchek culture 2750–1900 BC
Munkhkhairkhan culture 1800–1600 BC
Sagsai culture 1500–1000 BC
Ulaanzuukh culture 1450–1150 BC
Deer stones culture 1400–700 BC
Slab-grave culture 1100–300 BC
Chandman culture 700–300 BC
Pazyryk culture 600–300 BC
Ancient period
Xiongnu 209 BC–93 AD
Xianbei state 93–234
Rouran Khaganate 330–555
Göktürks (First, Eastern, and Second Turkic Khaganates) 555–630
682–744
Xueyantuo 628–646
Tang protectorate 647–682
Uyghur Khaganate 744–840
Liao dynasty 907–1125
Medieval period
Mongol khanates 9th–12th century
Khamag Mongol 1130–1206
Mongol Empire 1206–1368
Yuan dynasty 1271–1368
Northern Yuan 1368–1635
Oirat Confederation 1399–1634
Dzungar Khanate 1634–1757
Qing dynasty 1691–1911
Modern period
National Revolution 1911
Bogd Khaganate 1911–1919
Chinese occupation 1919–1921
People's Revolution (Soviet intervention in Bogd Khanate) 1921
1921–1924
People's Republic 1924–1992
Democratic Revolution 1990
Modern Mongolia 1990–present

The Rouran Khaganate (柔然; Róurán), also known as Ruanruan or Juan-juan (蠕蠕; Ruǎnruǎn) (or variously Jou-jan, Ruruan, Ju-juan, Ruru, Ruirui, Rouru, Rouruan or Tantan),[6][7] was a tribal confederation and later state founded by a people of Proto-Mongolic Donghu origin.[8][9] The Rouran supreme rulers used the title of khagan, a popular title borrowed from the Xianbei.[10] The Rouran Khaganate lasted from the late 4th century until the middle 6th century with territories that covered all of modern day Mongolia and Inner Mongolia, as well as parts of Manchuria in Northeast China, Eastern Siberia, Xinjiang, and Kazakhstan. The Hephthalites were vassals of the Rouran Khaganate until the beginning of the 5th century, with the royal house of Rourans intermarrying with the royal houses of the Hephthalites.[11][12] The Rouran Khaganate ended when they were defeated by a Göktürk rebellion at the peak of their power, which subsequently led to the rise of the Turks in world history.

Their Khaganate overthrown, some Rouran remnants possibly became Tatars[13][14] while others possibly migrated west and became the Pannonian Avars (known by such names as Varchonites or Pseudo Avars), who settled in Pannonia (centred on modern Hungary) during the 6th century.[15] These Avars were pursued into the Byzantine Empire by the Göktürks, who referred to the Avars as a slave or vassal people, and requested that the Byzantines expel them. While this Rouran-Avars link remains a controversial theory, a recent DNA study has confirmed the genetic origins of the Avar elite as originating from the Mongolian plains.[16] Other theories instead link the origins of the Pannonian Avars to peoples such as the Uar.

An imperial confederation, the Rouran Khaganate was based on the "distant exploitation of agrarian societies", although according to Nikolay Kradin the Rouran had a feudal system, or "nomadic feudalism". The Rouran controlled trade routes, and raided and subjugated oases and outposts such as Gaochang. They are said to have shown the signs of "both an early state and a chiefdom". The Rouran have been credited as "a band of steppe robbers", because they adopted a strategy of raids and extortion of Northern China. The Khaganate was an aggressive militarized society, a "military-hierarchical polity established to solve the exclusively foreign-policy problems of requisitioning surplus products from neighbouring nations and states."[1]

Name

[edit]

Nomenclature

[edit]

Róurán 柔然 is a Classical Chinese transcription of the endonym of the confederacy;[17] meanwhile, 蠕蠕 Ruǎnruǎn ~ Rúrú (Weishu), which connoted something akin to "wriggling worm" , was used derogatorily in Tuoba-Xianbei sources.[18][19][20] Other transcriptions are 蝚蠕 Róurú ~ Róuruǎn (Jinshu); 茹茹 Rúrú (Beiqishu, Zhoushu, Suishu); 芮芮 Ruìruì (Nanqishu, Liangshu, Songshu), 大檀 Dàtán and 檀檀 Tántán (Songshu). However, Baumer (2018), while acknowledging that Ruanruan (蠕蠕) was a "derogatory pun" on Rouran (柔然), proposes that the ethnonym Rouran (柔然) is indeed derived from the name Ruru (茹茹) or Ruirui (芮芮) of a "tribal father".[a][22]

Mongolian Sinologist Sükhbaatar suggests Nirun Нирун as the modern Mongolian term for the Rouran, as Нирун resembles reconstructed Chinese forms beginning with *ń- or *ŋ-. Rashid-al-Din Hamadani recorded Niru'un and Dürlükin as two divisions of the Mongols.[23]

Etymology

[edit]

Klyastorny reconstructed the ethnonym behind the Chinese transcription 柔然 Róurán (LHC: *ńu-ńan; EMC: *ɲuw-ɲian > LMC: *riw-rian) as *nönör and compares it to Mongolic нөкүр nökür "friend, comrade, companion" (Khalkha нөхөр nöhör). According to Klyashtorny, *nönör denotes "stepnaja vol'nica" "a free, roving band in the steppe, the 'companions' of the early Rouran leaders". In early Mongol society, a nökür was someone who had left his clan or tribe to pledge loyalty to and serve a charismatic warlord; if this derivation were correct, Róurán 柔然 was originally not an ethnonym, but a social term referring to the dynastic founder's origins or the core circle of companions who helped him build his state.[24]

However, Golden identifies philological problems: the ethnonym should have been *nöŋör to be cognate to nökür, & possible assimilation of -/k/- to -/n/- in Chinese transcription needs further linguistic proofs. Even if 柔然 somehow transmitted nökür, it more likely denoted the Rouran's status as the subjects of the Tuoba. Before being used as an ethnonym, Rouran had originally been the byname of chief Cheluhui (車鹿會), possibly denoting his status "as a Wei servitor".[21]

History

[edit]

Origin

[edit]

Primary Chinese-language sources Songshu and Liangshu connected Rouran to the earlier Xiongnu (of unknown ethnolinguistic affiliation) while Weishu traced the Rouran's origins back to the Donghu,[25] generally agreed to be Proto-Mongols.[9] Xu proposed that "the main body of the Rouran were of Xiongnu origin" and Rourans' descendants, namely Da Shiwei (aka Tatars), contained Turkic elements, besides Mongolic Xianbei.[13] Even so, the Xiongnu's language is still unknown[26] and Chinese historians routinely ascribed Xiongnu origins to various nomadic groups, yet such ascriptions do not necessarily indicate the subjects' exact origins: for examples, Xiongnu ancestry was ascribed to Turkic-speaking Göktürks and Tiele as well as Para-Mongolic-speaking Kumo Xi and Khitans.[26]

Kwok Kin Poon additionally proposes that the Rouran were descended specifically from Donghu's Xianbei lineage,[27] i.e. from Xianbei who remained in the eastern Eurasian Steppe after most Xianbei had migrated south and settled in Northern China.[28] Genetic testings on Rourans' remains suggested Donghu-Xianbei paternal genetic contribution to Rourans.[29]

Khaganate

[edit]
Portrait of a Rouran (芮芮國, Ruirui) ambassador by Emperor Yuan of Liang in 526–539 CE.[30] Portraits of Periodical Offering, 10th century copy.
Ambassador from the Ruoran (Ruiruiguo 芮芮國) in The Gathering of Kings (王會圖), circa 650 CE

The founder of the Rouran Khaganate, Yujiulu Shelun, was descended from Mugulü, a slave of the Xianbei. Rouran women were commonly taken as wives or concubines by the Xianbei.[31][32][33]

After the Xianbei migrated south and settled in Chinese lands during the late 3rd century AD, the Rouran made a name for themselves as fierce warriors. However they remained politically fragmented until 402 AD when Shelun gained support of all the Rouran chieftains and united the Rouran under one banner. Immediately after uniting, the Rouran entered a perpetual conflict with Northern Wei, beginning with a Wei offensive that drove the Rouran from the Ordos region. The Rouran expanded westward and defeated the neighboring Tiele people and expanded their territory over the Silk Roads, even vassalizing the Hephthalites which remained so until the beginning of the 5th century.[34][35]

The Hepthalites migrated southeast due to pressure from the Rouran and displaced the Yuezhi in Bactria, forcing them to migrate further south. Despite the conflict between the Hephthalites and Rouran, the Hephthalites borrowed much from their eastern overlords, in particular the title of "Khan" which was first used by the Rouran as a title for their rulers.[35]

The Rouran were considered vassals (chen) by Tuoba Wei. By 506 they were considered a vassal state (fanli). Following the growth of Rouran and the turning of Wei into a classical Chinese state, they were considered partners of equal rights by Wei (lindi gangli).[35][Chinese script needed]

In 424, the Rouran invaded Northern Wei but were repulsed.[36]

In 429, Northern Wei launched a major offensive against the Rouran and killed a large number of people.[34]

The Chinese are foot soldiers and we are horsemen. What can a herd of colts and heifers do against tigers or a pack of wolves? As for the Rouran, they graze in the north during the summer; in autumn, they come south and in winter raid our frontiers. We have only to attack them in summer in their pasture lands. At that time their horses are useless: the stallions are busy with the fillies, and the mares with their foals. If we but come upon them there and cut them off from their grazing and their water, within a few days they will be either taken or destroyed.[34]

— Emperor Daowu of Northern Wei

In 434, the Rouran entered a marriage alliance with Northern Wei.[37] In 443, Northern Wei attacked the Rouran.[34] In 449, the Rouran were defeated in battle by Northern Wei.[38] In 456, Northern Wei attacked the Rouran.[34] In 458, Northern Wei attacked the Rouran.[34]

In 460, the Rouran subjugated the Ashina tribe residing around modern Turpan and resettled them in the Altai Mountains.[39] The Rouran also ousted the previous dynasty of Gaochang (the remnants of the Northern Liang) and installed Kan Bozhou as its king.[34]

In 492, Emperor Tuoba Hong sent 70 thousand horsemen against Rouran. The outcome of the expedition does not appear in Chinese sources and is thus unknown. According to Nikolay Kradin, since Chinese sources are silent about the outcome of the expedition, it is probable that it was unsuccessful.[1] Kradin notes that, possibly strained after the battle with Wei, the Rourans were not able to prevent the Uighur chief Abuzhiluo from heading "a 100 thousand tents" west, in a series of events that led to the overthrowing and killing of Doulun Khan.[1] Two armies were sent in pursuit of the rebels, one led by Doulun, the other by Nagai, his uncle. The Rouran emerged victorious. In the war against the Uighurs, Doulan fought well, but his uncle Nagai won all the battles against the Uighurs. Thus, the soldiers thought that Heaven didn't favor Doulan anymore, and that he should be deposed in favor of Nagai. The latter declined. Nonetheless, the subjects killed Doulan and murdered his next of kin, installing Nagai on the throne. In 518, Nagai married the sorceress Diwan, conferring her the title of khagatun for her outstanding service.[1]

Between 525 and 527, Rouran was employed by Northern Wei in the suppression of rebellions in their territory, with the Rourans then plundering the local population.[1]

The Rouran Khaganate arranged for one of their princesses, Khagan Yujiulü Anagui's daughter Princess Ruru, to be married to the Han Chinese ruler Gao Huan of the Eastern Wei.[40]

Heqin

[edit]
class=notpageimage|
The Rouran Khaganate and contemporary continental Asian polities c. 500 CE

The Rourans were involved many times in royal intermarriage (also known as Heqin in China), with the Northern Yan as well as the Northern Wei dynasty and its successors Eastern and Western Wei, which were fighting each other, and each seeking the support of Rouran to defeat the other. Both parties, in turn, took the initiative of proposing such marriages to forge important alliances or solidify relations.[citation needed]

In the 1970s, the Tomb of Princess Linhe was unearthed in Ci County, Hebei. It contained artistically invaluable murals, a mostly pillaged but still consistent treasure, Byzantine coins and about a thousand vessels and clay figurines. Among the latter was the figurine of a shaman, standing in a dancing posture and holding a saw-like instrument. This figurine is thought to reflect the young princess' Rouran/nomadic roots.[41]

On one occasion, in 540, the Rourans allegedly attacked Western Wei reportedly with a million warriors because a Rouran princess reported being dissatisfied with being second to Emperor Wendi's principal wife.[41]

The first khagan Shelun is said to have concluded a "treaty of peace based on kinship" (huoqin) with the rulers of Jin.[1] The royal house of Rouran is also said to have intermarried with the royal house of the Haital (Hephthalites) in the 6th century.[11]

Society

[edit]

Since the time of Shelun Khan, the khans were bestowed with additional titles at their enthronement. After 464, starting with Yucheng Khan they started to use epoch names, in imitation of the Chinese. The Rouran dignitaries of the ruling elite also adopted nicknames referring to their deeds, similar to the titles the Chinese bestowed posthumously. Kradin notes that this practice is analogous with that of later Mongolian chiefs. There appears to have been a wide circle composing the nomadic aristocracy, including elders, chieftains, military commanders. The grandees could be high or low ranking. According to Kradin, the khagan could confer titles in reward of services rendered and outstanding deeds. He cites as an example of this an event occurred in 518, when Nagai entitled the sorceress Diwai khagatun, taking her as his wife, and gave a compensation, a post and a title to Fushengmou, her then former husband.[1] The Rouran titles included mofu, mohetu (cf. Mongolian batur, baghatur), mohe rufei (cf. Mongolian baga köbegün), hexi, sili and sili-mohe, totoufa, totouteng, sijin (cf. Turkic irkin), xielifa (cf. Turkic eltäbär).

Gaochang was subjugated by the Rouran in 460.[42]

It is known that in 521 Khagan Anagui was given two bondmaids as a gift from the Chinese, while Khagan Shelun is said to have once declared that the soldiers who fought outstandingly would receive captives. However, "there is nothing in the sources about the enslavement of prisoners of war".[1] There is, however, evidence that the Rouran resettled people in the steppe.[1]

Initially the Rouran chiefs, having no letters to make records, "counted approximately the number of warriors by using sheep's droppings".[1] Later, they learned to make records using notches on wood. A later source claims that the Rouran later adopted the Chinese written language for diplomatic relations,[3] and under Anagui, started to write internal records. According to the same source, there were also many literate people among the Rouran by that time.[1] Kradin notes that the level of literacy "based on the knowledge of written Chinese" was rather high, and that it didn't affect only the elite and the immigrants, but also some cattle-breeders were able to use Chinese ideograms.[1] In the Book of Song there is the story of an educated Rouran "whose knowledge shamed a wise Chinese functionary". There is no record of monuments erected by the Rouran, though there is evidence of the latter requesting doctors, weavers and other artisans to be sent from China.[1]

The Rouran Khaganate and main polities in Asia around 500 AD

Imitating the Chinese, Anagui Khan introduced the use of officials at court, "surrounded himself with advisers trained in the tradition of Chinese bibliophily", and adopted a staff of bodyguards, or chamberlains.[1] Hyun Jin Kim notes a similar use of bodyguards performing the same function in the contemporary Hunnic Empire to the west.[43] Kim also compared the "rudimentary bureaucratic organisation" of the Rourans to that of the Huns, as well as their "hierarchical, stratified structure of government".[44] Anagui's chief advisor was the Chinese Shunyu Tan, whose role is comparable to that of Yelü Chucai with the Mongols and Zhonghang Yue with the Xiongnu (or Huns).[1]

Recent archeological finds in Mongolia (the Urd Ulaan Uneet Burial and Khukh Nuur Burial) suggest that the Mongolic Rouran tribes had sophisticated, wooden frame saddles and iron stirrups by at least the fourth and fifth centuries AD. Radiocarbon dating of related items date them to between the 3rd century to 6th century AD.[45] The wooden frame saddle and the iron stirrups in found at these burials in Mongolia are one of the earliest examples found in Central and East Asia.[45]

Capital

[edit]

The capital of the Rouran likely changed over time. The headquarters of the Rouran Khan (ting) was said to be initially northwest of Gansu. Later the capital of the Rouran became the legendary town of Mumocheng, said to have been "encircled with two walls constructed by Liang Shu".[1] The existence of this city would be proof of early urbanization among the Rouran.[1] However, no trace of it has been found so far; its location is unknown, and debated among historians.[1]

Decline

[edit]

In 461, Lü Pi, Duke of Hedong, a Northern Wei general and Grand chancellor of royal Rouran descent, died in Northern Wei. The Rouran and the Hephthalites had a falling out and problems within their confederation were encouraged by Chinese agents.[citation needed]

Epitaph of Yujiulü Furen (郁久闾伏仁), died on 29 November 586

In 508, the Tiele defeated the Rouran in battle. In 516, the Rouran defeated the Tiele. In 551, Bumin of the Ashina Göktürks quelled a Tiele revolt for the Rouran and asked for a Rouran princess for his service. The Rouran refused and in response Bumin declared independence.[46]

Bumin entered a marriage alliance with Western Wei, a successor state of Northern Wei, and attacked the Rouran in 552. The Rouran, now at the peak of their might, were defeated by the Turks. After a defeat at Huaihuang (in present-day Zhangjiakou, Hebei) the last great khan Anagui, realizing he had been defeated, took his own life. Bumin declared himself Illig Khagan of the Turkic Khaganate after conquering Otuken; Bumin died soon after and his son Issik Qaghan succeeded him. Issik continued attacking the Rouran, their khaganate now fallen into decay, but died a year later in 553.[citation needed]

In 555, Turks invaded and occupied the Rouran and Yujiulü Dengshuzi led 3000 soldiers in retreat to Western Wei.[47] He was later delivered to Turks by Emperor Gong with his soldiers under pressure from Muqan Qaghan.[48] In the same year, Muqan annihilated the Rouran.[46][49][50] All the Rouran handed over to the Turks, reportedly with the exception of children less than sixteen, were brutally killed.[1]

On 29 November 586 Yujiulü Furen (郁久闾伏仁), an official of Sui and a descendant of the ruling clan, died in Hebei, leaving an epitaph reporting his royal descent from the Yujiulü clan.[51]

Possible descendants

[edit]

Tatars

[edit]

According to Xu (2005), some Rouran remnants fled to the northwest of the Greater Khingan mountain range, and renamed themselves 大檀 Dàtán (MC: *daH-dan) or 檀檀 Tántán (MC: *dan-dan) after Tantan, personal name of a historical Rouran Khagan. Tantan were gradually incorporated into the Shiwei tribal complex and later emerged as Great-Da Shiwei (大室韋) in Suishu.[13] Klyashtorny, apud Golden (2013), reconstructed 大檀 / 檀檀 as *tatar / dadar, "the people who, [Klyashtorny] concludes, assisted Datan in the 420s in his internal struggles and who later are noted as the Otuz Tatar ("Thirty Tatars") who were among the mourners at the funeral of Bumın Qağan (see the inscriptions of Kül Tegin, E4 and Bilge Qağan, E5)".[14]

Avars

[edit]

Some scholars claim that the Rouran then fled west across the steppes and became the Avars, though many other scholars contest this claim.[52] New genetic data seem to answer that question, says Walter Pohl, a historian at the University of Vienna. "We have a very clear indication that they must have come from the core of the Rouran Empire. They were the neighbors of the Chinese." "Genetically speaking, the elite Avars have a very, very eastern profile," says Choongwon Jeong, a co-author and a geneticist at Seoul National University.[53]

class=notpageimage|
The Eurasian Steppe Belt (in   on the map), the Rouran Khaganate, and main contemporary continental Asian polities circa 400 CE. Towards the east of the Steppe Belt, the rise of the powerful Rouran Khaganate may have encouraged the migration of the Huns to the west.[54] On the other hand, other historians have noted a high synchronicity between the "reign of terror" of Attila in the west and the southern expansion of the Hephthalites, a vassal state of the Rourans, with extensive territorial overlap between the Huns and the Hephthalites in Central Asia.[55]

That genetic data backs up two historical accounts of the Avar's origins. One sixth century Chinese source describes an enigmatic steppe people called the Rouran, one of many horse-riding nomadic groups that swept out of the Mongolian steppes to attack their northern borders. The Rouran's grassland empire was reportedly defeated by rival nomads in 552. In 567, diplomats from the Eastern Roman Empire reported the arrival of a new group from the east on the shores of the Caspian Sea. The newcomers called themselves the Avars, and claimed to be related to a far-off people known as the Rouran.[53]

However, it's unlikely that Rouran would have migrated to Europe in any sufficient strength to establish themselves there, due to the desperate resistances, military disasters, and massacres.[48] The remainder of the Rouran fled into China, were absorbed into the border guards, and disappeared forever as an entity. The last khagan fled to the court of the Western Wei, but at the demand of the Göktürks, Western Wei executed him and the nobles who accompanied him.[citation needed]

The Avars were pursued west by the Gokturks as most-wanted fugitives and accused of unlawfully usurping the imperial title of Khagan and also the prestigious name of the Avars. Contemporary sources indicate the Avars were not native to the Western Steppe but came to the region after a long wandering. Nor were they native to Central Asia to the south of which lay the Hephthalite Empire which has on and off been identified with the Avars by certain scholars. Instead the Avars' origins were further to the east, a fact which has been corroborated through DNA studies of Avar individuals buried in the Pannonian Basin which have shown that they were primarily East Asian. Their pretensions to empire despite their relatively small numbers indicate descendance from a previously hegemonic power in the Far East. The first embassy of the Avars to Justinian I in 557 corresponds directly to the fall of the Rouran Khaganate in 555. The Rouran Khaganate had fallen not through gradual decline but through a sudden internal revolution led by the Göktürks, hence the still vivid memories of empire in the Avar Khagan, a fact paralleled later by the Kara-Khitans who migrated a long distance west after being suddenly dislodged from northern China but still kept their pretensions to empire and defeated the Great Seljuk Empire in the Battle of Qatwan as the Western Liao. The Hephthalite Empire in southern Central Asia would not fall to the Göktürks until 560. The Hephthalites themselves had previously been vassals to the Rouran and adopted the title Khagan from them. They were also already known as the Hephthalites to the Byzantines. In view of these facts a strong Rouran component in the Avar Khaganate has been seen as likely, although the Khaganate later included many other peoples such as Slavs and Goths.[56]

Genetics

[edit]
See also: Donghu people § Genetics, Xianbei § Genetics, Xiongnu § Genetics, Huns § Genetics, and Pannonian Avars § Genetics
Component analysis of the Ruanruan ( ) and the Xiongnu ( ) against modern population ( ). The Rouran are closest to modern East Asian populations such as the Buryats, the Oroqen or the Mongols.[57]

Li et al. 2018 examined the remains of a Rouran male buried at the Khermen Tal site in Mongolia. He was found to be a carrier of the paternal haplogroup C2b1a1b and the maternal haplogroup D4b1a2a1. Haplogroup C2b1a1b has also been detected among the Xianbei.[58]

Several genetic studies have shown that early Pannonian Avar elites carried a large amount of East Asian ancestry, and some have suggested this as evidence for a connection between the Pannonian Avars and the earlier Rouran.[59] However, Savelyev & Jeong 2020 notes that there is still little genetic data on the Rouran themselves, and that their genetic relationship with the Pannonian Avars therefore still remains inconclusive.[60]

Language

[edit]
Main article: Rouran language

The received view is that the relationships of the language remain a puzzle and that it may be an isolate.[61] Alexander Vovin (2004, 2010)[62][63] considered the Rouran language to be an extinct non-Altaic language that is not related to any modern-day language (i.e., a language isolate) and is hence unrelated to Mongolic. Vovin (2004) notes that Old Turkic had borrowed some words from an unknown non-Altaic language that may have been Rouran. In 2018 Vovin changed his opinion after new evidence was found through the analysis of the Brāhmī Bugut and Khüis Tolgoi inscriptions and suggests that the Rouran language was in fact a Mongolic language, close but not identical to Middle Mongolian.[64]

Rulers of the Rouran

[edit]

The Rourans were the first people who used the titles Khagan and Khan for their emperors, replacing the Chanyu of the Xiongnu. The etymology of the title Chanyu is controversial: there are Mongolic,[65] Turkic,[66] and Yeniseian versions.[10][67]

Tribal chiefs

[edit]
  1. Mugulü, 4th century
  2. Yujiulü Cheluhui, 4th century
  3. Yujiulü Tunugui, 4th century
  4. Yujiulü Bati, 4th century
  5. Yujiulü Disuyuan, 4th century
  6. Yujiulü Pihouba, 4th century
  7. Yujiulü Wenheti, 4th century
  8. Yujiulü Heduohan, 4th century

Khagans

[edit]
Personal name Regnal name[68][69] Reign Era names
Yujiulü Shelun Qiudoufa Khagan (丘豆伐可汗, Mongolian: Жолоо барих хаан) 402–410
Yujiulü Hulü Aikugai Khagan (藹苦蓋可汗, Mongolian: Ухаалаг хаан) 410–414
Yujiulü Buluzhen 414
Yujiulü Datan Mouhanheshenggai Khagan (牟汗紇升蓋可汗, Mongolian: Мохошгуй хаан) 414–429
Yujiulü Wuti Chilian Khagan (敕連可汗, Mongolian: Тэнгэрийн хаан) 429–444
Yujiulü Tuhezhen Chu Khagan (處可汗, Mongolian: Цор хаан) 444–464
Yujiulü Yucheng Shouluobuzhen Khagan (受羅部真可汗, Mongolian: Зол завшаан хаан) 464–485 Yongkang (永康)
Yujiulü Doulun Fugudun Khagan (伏古敦可汗, Mongolian: Бэхэд хаан) 485–492 Taiping (太平)
Yujiulü Nagai Houqifudaikezhe Khagan (侯其伏代庫者可汗, Mongolian: Хөгжих бэхлэгч хаан) 492–506 Taian (太安)
Yujiulü Futu Tuohan Khagan (佗汗可汗, Mongolian: Дархан хаан) 506–508 Shiping (始平)
Yujiulü Chounu Douluofubadoufa Khagan (豆羅伏跋豆伐可汗, Mongolian: Дүрэм бадралт хаан) 508–520 Jianchang (建昌)
Yujiulü Anagui Chiliantoubingdoufa Khagan (敕連頭兵豆伐可汗, Mongolian: Тэнгэрийн мэдэлт хаан) 520–521
Yujiulü Poluomen Mioukesheju Khagan (彌偶可社句可汗, Mongolian: Амар тайван хаан) 521–524
Yujiulü Anagui Chiliantoubingdoufa Khagan (敕連頭兵豆伐可汗, Mongolian: Тэнгэрийн мэдэлт хаан) 522–552

Khagans of West

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  1. Yujiulü Dengshuzi, 555

Khagans of East

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  1. Yujiulü Tiefa, 552–553
  2. Yujiulü Dengzhu, 553
  3. Yujiulü Kangti, 553
  4. Yujiulü Anluochen, 553–554

Rulers family tree

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See also

References

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Footnotes

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  1. ^ likely Cheluhui, compare Book of Wei 103[17] and Golden (2013).[21]

Citations

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  1. ^ a b c d e f g h i j k l m n o p q r s t u Kradin, Nikolay Nikolaevich (2005). "From Tribal Confederation to Empire: The Evolution of the Rouran Society". Acta Orientalia Academiae Scientiarum Hungaricae. 58 (2): 149–169 (1–21). doi:10.1556/AOrient.58.2005.2.3.
  2. ^ Seregin, Nikolai N.; Matrenin, Sergey S. (December 2020). "Mongolia in Rouran time: main aspects of the interpretation of archaeological materials". Povolzhskaya Arkheologiya [The Volga River Region Archaeology]. 4 (34): 36–49. doi:10.24852/pa2020.4.34.36.49. S2CID 234514608.
  3. ^ a b Kradin 2004, p. 163.
  4. ^ Taagepera, Rein (1979). "Size and Duration of Empires: Growth-Decline Curves, 600 B.C. to 600 A.D.". Social Science History. 3 (3/4): 129. doi:10.2307/1170959. JSTOR 170959.
  5. ^ Turchin, Peter; Adams, Jonathan M.; Hall, Thomas D (December 2006). "East-West Orientation of Historical Empires". Journal of World-Systems Research. 12 (2): 222. ISSN 1076-156X. Retrieved 16 September 2016.
  6. ^ Zhang Min (June 2003). "On the Defensive System of Great Wall Military Town of Northern Wei Dynasty". China's Borderland History and Geography Studies. 13 (2): 15.
  7. ^ Kradin, Nikolay N. (2016). "Rouran (Juan Juan) Khaganate". The Encyclopedia of Empire. John Wiley & Sons. pp. 1–2.
  8. ^ Wei Shou (554). "vol. 103". Weishu 魏書 [Book of Wei] (in Chinese). 蠕蠕，東胡之苗裔也，姓郁久閭氏 [Rúrú, offsprings of Dōnghú, surnamed Yùjiŭlǘ]
  9. ^ a b Pulleyblank, Edwin G. (2000). "Ji 姬 and Jiang 姜: The Role of Exogamic Clans in the Organization of the Zhou Polity" (PDF). Early China. 25. Cambridge University Press: 20. doi:10.1017/S0362502800004259. JSTOR 23354272. Archived from the original (PDF) on 18 November 2017. Retrieved 27 March 2020.
  10. ^ a b Vovin, Alexander (2007). "Once again on the etymology of the title qaɣan". Studia Etymologica Cracoviensia. 12: 177–185. Archived from the original on 27 March 2019.
  11. ^ a b Sneath, David (2007). The Headless State: Aristocratic Orders, Kinship Society, & Misrepresentations of Nomadic Inner Asia. Columbia University Press. ISBN 978-0-231-14054-6.
  12. ^ Grousset (1970), p. 67.
  13. ^ a b c Xu, Elina-Qian (2005). Historical Development of the Pre-Dynastic Khitan (PhD thesis). University of Helsinki. pp. 179–180. hdl:10138/19205.
  14. ^ a b Golden (2013), pp. 54–56.
  15. ^ Findley (2005), p. 35.
  16. ^ Gnecchi-Ruscone, Guido Alberto; Szécsényi-Nagy, Anna; et al. (2022). "Ancient genomes reveal origin and rapid trans-Eurasian migration of 7th century Avar elites". Cell. 185 (8): 1402–1413.e21. doi:10.1016/j.cell.2022.03.007. PMC 9042794. PMID 35366416.
  17. ^ a b Wei Shou (554). "vol. 103". Weishu 魏書 [Book of Wei] (in Chinese). 木骨閭死，子車鹿會雄健，始有部眾，自號柔然 [Mugulü died; [his] son Cheluhui, fierce and vigorous, began to gather the tribal multitude, [his/their] self-appellation Rouran]
  18. ^ Wei Shou (554). "vol. 103". Weishu 魏書 [Book of Wei] (in Chinese). 而役屬於國。後世祖以其無知，狀類於蟲，故改其號為蠕蠕。 [...[Y]et [Cheluhui/Rouran] [was/were] vassal(s) of (our) state. Later, (Emperor) Shizu took him/them as ignorant and [his/their] appearance worm-like, so [the Emperor] changed his/their appellation to Ruanruan ~ Ruru.]
  19. ^ Grousset (1970), pp. 60–61
  20. ^ Pohl, Walter (2018). The Avars: A Steppe Empire in Central Europe, 567–822. Cornell University Press. p. 31. ISBN 978-1-5017-2940-9. Additionally, the Chinese often sought to translate names into their language, or replaced them with a similarly sounding Chinese word that seemed to fit: for instance, the Rouran were also called Ruanruan, "wriggling worms."
  21. ^ a b Golden (2013), p. 58
  22. ^ Baumer, Christoph (2018). The History of Central Asia, 4-volume Set. Vol. One. Bloomsbury Publishing. p. 90. ISBN 978-1-83860-868-2. in Mongolia the tribal confederation of the Rouran, whose name derives from that of tribal father Ruru or Ruirui.50 The name Juan Juan was given to them by the Tuoba emperor Taiwudi, a derogatory pun meaning 'wriggling worms'.
  23. ^ Golden (2013), p. 54.
  24. ^ Golden, Peter B. (2016) "Turks and Iranians: Aspects of Türk and Khazaro-Iranian Interaction" in Turcologica 105. p. 5
  25. ^ Golden (2013), pp. 54–55.
  26. ^ a b Lee, Joo-Yup (2016). "The Historical Meaning of the Term Turk and the Nature of the Turkic Identity of the Chinggisid and Timurid Elites in Post-Mongol Central Asia". Central Asiatic Journal. 59 (1–2): 105, 116. doi:10.13173/centasiaj.59.1-2.0101. JSTOR 10.13173/centasiaj.59.1-2.0101.
  27. ^ Poon Kwok-kin (潘國鍵) (1983). The Northern Wei state and the Juan-juan nomadic tribe (PhD thesis). The University of Hong Kong. doi:10.5353/th_b3123015 (inactive 1 November 2024). Retrieved 16 November 2015.{{cite thesis}}: CS1 maint: DOI inactive as of November 2024 (link)
  28. ^ Hyacinth (Bichurin), Collection of information on peoples lived in Central Asia in ancient times, 1950. p. 209
  29. ^ Li et al. (2018), pp. 895–905: "We conclude that F3889 downstream of F3830 is an important paternal lineage of the ancient Donghu nomads. The Donghu‐Xianbei branch is expected to have made an important paternal genetic contribution to Rouran. This component of gene flow ultimately entered the gene pool of modern Mongolic‐ and Manchu‐speaking populations."
  30. ^ Yi Xuehua (2015). 江南天子皆词客——梁元帝萧绎之评价. Journal of Huanche S&T University (in Chinese). 17: 83 – via 百度文库. 他的《番客人朝图》及《职贡图》至今在中国画史上占据重要的位置。
  31. ^ West, Barbara A. (2009). "Rouran (Djudjani, Geougen, Jeu-jen, Jorjan, Jou-jen, Juan-juan, Jujan, Jwen-jwen, Ruanruan, Rui Rui, Ruru)". Encyclopedia of the Peoples of Asia and Oceania. Vol. II (M to Z). Infobase Publishing. pp. 687–688. ISBN 978-1-4381-1913-7. OCLC 1345566908. Yujiulu Mugulu, the grandfather of Yujiulu Shelun, who was the first to unite the various Rouran clans, is believed to have been a slave of the Xianbei, and many Rouran women were taken by Xianbei as wives or concubines. The name Rouran also stems from the derogatory term used by the Xianbei to refer to them, ruanrua or ru, meaning "worms"
  32. ^ Theobald, Ulrich. "Rouran 柔然". Chinaknowledge. Archived from the original on 7 April 2022. [Mugulu] had been a slave of the Taɣbač, a sub-division of the Xianbei. His descendants later chose the name Yujiulü 郁久閭 as their family name. Mugulü's son Che-lu-hui 車鹿會 was the first to assemble a lot of other families around him, and in the mid-4th century the tribal federation of the Rouran took shape.
  33. ^ Golden, Peter B. (2010). Central Asia in World History. Oxford University Press. p. 35. ISBN 978-0-19-972203-7. According to the Wei dynastic annals, [the Rouran] ruling house descended from an early fourth-century Wei slave.
  34. ^ a b c d e f g Grousset (1970), p. 67
  35. ^ a b c Kurbanov, Aydogdy (2010). The Hephthalites: Archaeological and historical analysis (PDF) (PhD thesis). Free University, Berlin.
  36. ^ Grousset 1970, p. 61.
  37. ^ Xiong 2009, p. xcix.
  38. ^ Xiong 2009, p. c.
  39. ^ Bregel 2003, p. 14.
  40. ^ Ching-Chung, Priscilla; Tai, Po Ying (2007). "Lou Zhaojun". In Lee, Lily Xiao Hong; Stefanowska, A. D. (eds.). Biographical Dictionary of Chinese Women: Antiquity Through Sui, 1600 B.C.E.–618 C.E. M.E. Sharpe. p. 316. ISBN 978-0-7656-4182-3.
  41. ^ a b Cheng, Bonnie (2007). "Fashioning a Political Body: The Tomb of a Rouran Princess". Archives of Asian Art. 57. Duke University Press: 23–49. doi:10.1484/aaa.2007.0001. JSTOR 20111346.
  42. ^ Abe, Stanley Kenji (1989). Mogao Cave 254: A Case Study in Early Chinese Buddhist Art. University of California, Berkeley. p. 147.
  43. ^ Kim, Hyun Jin (2015). The Huns. Taylor & Francis. p. 83. ISBN 978-1-317-34091-1.
  44. ^ Kim, Hyun Jin (2018). Geopolitics in Late Antiquity The Fate of Superpowers from China to Rome. Taylor & Francis. ISBN 978-1-351-86926-3.
  45. ^ a b Bayarsaikhan, Jamsramjav; et al. (February 2024). "The origins of saddles and riding technology in East Asia: Discoveries from the Mongolian Altai". Antiquity. 98 (397): 102–118. doi:10.15184/aqy.2023.172.
  46. ^ a b Barfield 1989, p. 132.
  47. ^ Kuwayama, Shoshin (2002). Across the Hindukush of the First Millennium: a collection of the papers. Institute for Research in Humanities, Kyoto University. p. 123.
  48. ^ a b Pohl, Walter (2018). The Avars: A Steppe Empire in Central Europe, 567–822. Cornell University Press. p. 36. ISBN 978-1-5017-2940-9.
  49. ^ Syvänne, Ilkka (2022). Military History of Late Rome 565–602. Pen and Sword. Appendix I. ISBN 978-1-4738-7221-9. Soon after his accession Muhan began a campaign of conquest by destroying the remnants of the Juan-juan.
  50. ^ Xiong 2009, p. 103.
  51. ^ a b Wang Meng (王萌); Du Hanchao (杜汉超) (2017). 隋代《郁久闾伏仁墓志》考释 [An Interpretation of the Sui dynasty Epitaph of Yujiulü Furen]. Caoyuan Wenwu 草原文物. No. 1. Retrieved 9 November 2019 – via www.wenwuchina.com.
  52. ^ Mark, Joshua J. (2014). "Avars". World History Encyclopedia. Retrieved 6 August 2020.
  53. ^ a b Curry, Andrew (2022). "Mystery warriors made the fastest migration in ancient history. The Avar traveled from Mongolia to Hungary in the span of a decade or two, DNA evidence confirms". Science. doi:10.1126/science.abq3374. Retrieved 4 April 2022.
  54. ^ Haug, Robert (27 June 2019). The Eastern Frontier: Limits of Empire in Late Antique and Early Medieval Central Asia. Bloomsbury Publishing. p. 64. ISBN 978-1-78831-722-1. the Róurán Khāqānate, a nomadic confederation that had ruled Mongolia from the mid-fourth until the mid-sixth century and whose rise to power may have initiated the Hunnic migrations of the fourth century.
  55. ^ Lomazoff, Amanda; Ralby, Aaron (August 2013). The Atlas of Military History. Simon and Schuster. p. 246. ISBN 978-1-60710-985-3.
  56. ^ Silić, Ana; Heršak, Emil (30 September 2002). "The Avars: A Review of Their Ethnogenesis and History". Migracijske I Etničke Teme (in Croatian). 18 (2–3): 201–202. ISSN 1333-2546.
  57. ^ Savelyev & Jeong 2020.
  58. ^ Li et al. 2018, pp. 1, 8–9.
  59. ^ Neparáczki et al. 2019, pp. 5–6, 9. "The Avar group carried predominantly East Eurasian lineages in accordance with their known Inner Asian origin inferred from archaeological and anthropological parallels as well as historical sources. However, the unanticipated prevalence of their Siberian N1a Hg-s, sheds new light on their prehistory. Accepting their presumed Rouran origin would implicate a ruling class with Siberian ancestry in Inner Asia before Turkic take-over. The surprisingly high frequency of N1a1a1a1a3 Hg reveals that ancestors of contemporary eastern Siberians and Buryats could give a considerable part the Rouran and Avar elite..."; Csáky et al. 2020, pp. 1, 9. "A recent manuscript described 23 mitogenomes from the 7th–8th century Avar elite group5 and found that 64% of the lineages belong to East Asian haplogroups (C, D, F, M, R, Y and Z) with affinities to ancient and modern Inner Asian populations corroborating their Rouran origin."
  60. ^ Savelyev & Jeong 2020, p. 17. "Population genetics in the current state of research is neutral as regards the question of continuity between the Rourans and the Avars. What it is supported is that at least some European Avar individuals were of Eastern Asian ancestry, be it Rouran-related or not."
  61. ^ Crossley, Pamela Kyle (2019). Hammer and Anvil: Nomad Rulers at the Forge of the Modern World. Rowman & Littlefield. p. 49. ISBN 9781442214453.
  62. ^ Vovin, Alexander (2004). "Some Thoughts on the Origins of the Old Turkic 12-Year Animal Cycle". Central Asiatic Journal. 48 (1): 118–132. JSTOR 41928342.
  63. ^ Vovin, Alexander (2010). Once Again on the Ruan-ruan Language. 3–5 December 2010, İstanbul. Ötüken'den İstanbul'a Türkçenin 1290 Yılı (720–2010) Sempozyumu [From Ötüken to Istanbul, 1290 Years of Turkish (720–2010) Symposium]. pp. 1–10.
  64. ^ Vovin, Alexander (2019). "A Sketch of the Earliest Mongolic Language: the Brāhmī Bugut and Khüis Tolgoi Inscriptions". International Journal of Eurasian Linguistics. 1 (1): 162–197. doi:10.1163/25898833-12340008. ISSN 2589-8825. S2CID 198833565.
  65. ^ Таскин В. С. (1984). Н. Ц. Мункуев (ed.). Материалы по истории древних кочевых народов группы дунху. Москва: Наука. pp. 305–306.
  66. ^ Grousset (1970), pp. 61, 585, n. 91.
  67. ^ Vovin A. "Did the Xiongnu speak a Yeniseian language? Part 2: Vocabulary", in Altaica Budapestinensia MMII, Proceedings of the 45th Permanent International Altaistic Conference, Budapest, June 23–28, pp. 389–394.
  68. ^ 藤田 豊八 (April 1923). "蠕蠕の国号及び可汗号につきて". 東洋学報 (in Japanese). 13 (1): 55–70. Archived from the original on 19 October 2022. Retrieved 21 October 2022.
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Sources

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